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        SEBI

        Regulation 3A - Application for grant of certificate of registration

        Securities and Exchange Board of India (Underwriters) Regulations, 1993
        Chapter II
        REGISTRATION OF UNDERWRITERS

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        Certificate of registration requirement for underwriters: applications must be made in Form A with specified application fee. Underwriters must apply for a certificate of registration to the Board in Form A, and each application must be accompanied by a non refundable application fee as specified in Schedule II; earlier filings containing the particulars in Form A are to be treated and processed as applications under this regulation.
                      Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                        Provisions expressly mentioned in the judgment/order text.

                            Certificate of registration requirement for underwriters: applications must be made in Form A with specified application fee.

                            Underwriters must apply for a certificate of registration to the Board in Form A, and each application must be accompanied by a non refundable application fee as specified in Schedule II; earlier filings containing the particulars in Form A are to be treated and processed as applications under this regulation.


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