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        SEBI

        Regulation 23 - Action on inspection or investigation report

        Securities and Exchange Board of India (Underwriters) Regulations, 1993
        Chapter IV
        INSPECTION AND DISCIPLINARY PROCEEDINGS

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        Action on inspection reports: regulatory authority may impose enforcement measures under intermediaries rules after report review. After consideration of an inspection or investigation report, the Board or the Chairman shall take such action as the Board or Chairman may deem fit and appropriate, including action under the intermediaries regulations enforcement framework.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Action on inspection reports: regulatory authority may impose enforcement measures under intermediaries rules after report review.

                              After consideration of an inspection or investigation report, the Board or the Chairman shall take such action as the Board or Chairman may deem fit and appropriate, including action under the intermediaries regulations enforcement framework.


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