Inspection and investigation definitions clarify key terms, authority roles, and separation from the disciplinary process. The definitions provision for the Inspection and Investigation Regulations sets out the meanings of core terms used throughout the framework, including associated person, Code, Disciplinary Committee, electronic form, Investigating Authority, Inspecting Authority, noticee, record, section, service provider, and stakeholder. It also clarifies that the Disciplinary Committee must be separate from the inspection or investigation process, with 'associated' covering involvement in conducting the inquiry, considering the report, or issuing a show cause notice.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Inspection and investigation definitions clarify key terms, authority roles, and separation from the disciplinary process.
The definitions provision for the Inspection and Investigation Regulations sets out the meanings of core terms used throughout the framework, including associated person, Code, Disciplinary Committee, electronic form, Investigating Authority, Inspecting Authority, noticee, record, section, service provider, and stakeholder. It also clarifies that the Disciplinary Committee must be separate from the inspection or investigation process, with "associated" covering involvement in conducting the inquiry, considering the report, or issuing a show cause notice.
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