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        SEBI

        Regulation 33 - Liability for action in case of default

        Securities And Exchange Board Of India (Registrars To An Issue And Share Transfer Agents) Regulations, 2025
        Chapter VI
        PROCEDURE FOR ACTION IN CASE OF DEFAULT

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        Registrar and share transfer agent liability: defaults on statutory or exchange obligations trigger action under intermediaries regulations framework. Liability is imposed on a registrar to an issue and share transfer agent for failure to comply with registration conditions or for contravention of the Act, related rules or regulations, the Securities Contracts (Regulation) Act, the Depositories Act, or stock exchange rules and bye laws; such defaults are to be dealt with under Chapter V of the Securities and Exchange Board of India (Intermediaries) Regulations, 2008.
                      Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                        Provisions expressly mentioned in the judgment/order text.

                            Registrar and share transfer agent liability: defaults on statutory or exchange obligations trigger action under intermediaries regulations framework.

                            Liability is imposed on a registrar to an issue and share transfer agent for failure to comply with registration conditions or for contravention of the Act, related rules or regulations, the Securities Contracts (Regulation) Act, the Depositories Act, or stock exchange rules and bye laws; such defaults are to be dealt with under Chapter V of the Securities and Exchange Board of India (Intermediaries) Regulations, 2008.


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