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        SEBI

        Regulation 15 - Code of Conduct

        Securities And Exchange Board Of India (Registrars To An Issue And Share Transfer Agents) Regulations, 2025
        Chapter III
        GENERAL OBLIGATIONS AND RESPONSIBILITIES

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        Registrar and share transfer agents must comply with the code of conduct specified in Schedule III. Every registrar to an issue and share transfer agent is required to comply at all times with the Code of Conduct set out in Schedule III, imposing an ongoing compliance obligation and continuous regulatory duty.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Registrar and share transfer agents must comply with the code of conduct specified in Schedule III.

                              Every registrar to an issue and share transfer agent is required to comply at all times with the Code of Conduct set out in Schedule III, imposing an ongoing compliance obligation and continuous regulatory duty.


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