Registrars to an Issue and Share Transfer Agents must follow a code requiring due diligence, conflict disclosures, record retention, and anti-manipulation safeguards. Schedule III prescribes a Code of Conduct for Registrars to an Issue and Share Transfer Agents requiring integrity, prompt and professional fulfillment of duties, exercise of due diligence before dematerialisation, timely handling of investor inquiries and corporate actions, avoidance of misrepresentation, disclosure and management of conflicts of interest, prohibition of unfair competition, responsibility for employees, maintenance of internal controls and records, cooperation with the Board, and prohibition on market manipulation and misuse of unpublished price-sensitive information.
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Provisions expressly mentioned in the judgment/order text.
Registrars to an Issue and Share Transfer Agents must follow a code requiring due diligence, conflict disclosures, record retention, and anti-manipulation safeguards.
Schedule III prescribes a Code of Conduct for Registrars to an Issue and Share Transfer Agents requiring integrity, prompt and professional fulfillment of duties, exercise of due diligence before dematerialisation, timely handling of investor inquiries and corporate actions, avoidance of misrepresentation, disclosure and management of conflicts of interest, prohibition of unfair competition, responsibility for employees, maintenance of internal controls and records, cooperation with the Board, and prohibition on market manipulation and misuse of unpublished price-sensitive information.
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