Regulation 25 - Escalation and reporting mechanisms
Securities And Exchange Board Of India (Registrars To An Issue And Share Transfer Agents) Regulations, 2025 Chapter IV INSTITUTIONAL MECHANISM FOR PREVENTION AND DETECTION OF FRAUD OR MARKET ABUSE
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Registrar to an issue and share transfer agents must document escalation processes to report fraud and suspicious activity to management and the board. Regulation 25 requires registrars to an issue and share transfer agents to maintain a documented escalation process ensuring instances of actual or potential fraud, misconduct, or suspicious activity are promptly reported to senior management and the Board of Directors.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Registrar to an issue and share transfer agents must document escalation processes to report fraud and suspicious activity to management and the board.
Regulation 25 requires registrars to an issue and share transfer agents to maintain a documented escalation process ensuring instances of actual or potential fraud, misconduct, or suspicious activity are promptly reported to senior management and the Board of Directors.
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