Regulation 19 - Appointment of a Compliance Officer
Securities And Exchange Board Of India (Registrars To An Issue And Share Transfer Agents) Regulations, 2025 Chapter III GENERAL OBLIGATIONS AND RESPONSIBILITIES
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Registrar to an Issue and Share Transfer Agent must appoint a compliance officer to monitor compliance and report breaches immediately. Every Registrar to an Issue and Share Transfer Agent must appoint a compliance officer responsible for monitoring compliance with the Act, rules, regulations, notifications, guidelines and instructions issued by the Board and the Central Government and for redressal of investors' grievances; the compliance officer must immediately and independently report to the Board any noncompliance observed by him.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Registrar to an Issue and Share Transfer Agent must appoint a compliance officer to monitor compliance and report breaches immediately.
Every Registrar to an Issue and Share Transfer Agent must appoint a compliance officer responsible for monitoring compliance with the Act, rules, regulations, notifications, guidelines and instructions issued by the Board and the Central Government and for redressal of investors' grievances; the compliance officer must immediately and independently report to the Board any noncompliance observed by him.
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