Enquiry officer definition clarifies procedural roles in SEBI enquiry process and duties for intermediaries during investigations. Regulation 2 defines terms for SEBI's enquiry and penalty procedure, specifying enquiry officer as a Board officer of prescribed rank appointed to conduct enquiries; it defines intermediary to include persons under section twelve and certain fund management companies, and specifies 'presenting officer', 'certificate', 'relevant Regulations' and 'self-regulating organisation'. The regulation adopts meanings from the Act where terms are undefined and notes an amendment altering the enquiry officer definition.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Enquiry officer definition clarifies procedural roles in SEBI enquiry process and duties for intermediaries during investigations.
Regulation 2 defines terms for SEBI's enquiry and penalty procedure, specifying enquiry officer as a Board officer of prescribed rank appointed to conduct enquiries; it defines intermediary to include persons under section twelve and certain fund management companies, and specifies "presenting officer", "certificate", "relevant Regulations" and "self-regulating organisation". The regulation adopts meanings from the Act where terms are undefined and notes an amendment altering the enquiry officer definition.
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