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of <h1>Regulation 10 permits ex parte proceedings if an intermediary fails to appear or respond, with reasons recorded by the enquiry officer.</h1> Regulation 10 of the Securities and Exchange Board of India (Procedure For Holding Enquiry By Enquiry Officer And Imposing Penalty) Regulations, 2002, allows an enquiry officer to conduct ex parte proceedings if an intermediary fails or refuses to appear or respond to notices as required under regulations 8 and 9. The enquiry officer must record the reasons for proceeding ex parte and can make a decision based on the available material facts.
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