Securities And Exchange Board of India (Procedure For Holding Enquiry By Enquiry Officer And Imposing Penalty) Regulations, 2002 Chapter II ENQUIRY PROCEEDINGS
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Intimation of Order: copy must be sent to intermediary and its self regulating organisation where applicable. Regulation 14 requires that a copy of an order issued under sub regulation (4) of Regulation 13 be sent to the intermediary, and where the intermediary is a member of a self regulating organisation, a copy must also be sent to that organisation.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Intimation of Order: copy must be sent to intermediary and its self regulating organisation where applicable.
Regulation 14 requires that a copy of an order issued under sub regulation (4) of Regulation 13 be sent to the intermediary, and where the intermediary is a member of a self regulating organisation, a copy must also be sent to that organisation.
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