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        SEBI

        Regulation 9 - Notice of hearing

        Securities And Exchange Board of India (Procedure For Holding Enquiry By Enquiry Officer And Imposing Penalty) Regulations, 2002
        Chapter II
        ENQUIRY PROCEEDINGS

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        Notice of hearing requires issuance following prescribed procedure, giving intermediary the opportunity to appear on the notified date and place. Regulation 9 requires the enquiry officer to issue a notice of hearing to the intermediary in the prescribed manner, specifying the date and place of the hearing, and affords the intermediary the opportunity to appear before the enquiry officer for hearing on the notified date and at the notified place.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Notice of hearing requires issuance following prescribed procedure, giving intermediary the opportunity to appear on the notified date and place.

                              Regulation 9 requires the enquiry officer to issue a notice of hearing to the intermediary in the prescribed manner, specifying the date and place of the hearing, and affords the intermediary the opportunity to appear before the enquiry officer for hearing on the notified date and at the notified place.


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