Securities And Exchange Board of India (Procedure For Holding Enquiry By Enquiry Officer And Imposing Penalty) Regulations, 2002 Chapter II ENQUIRY PROCEEDINGS
📋
Contents
Cases Cited
Referred In
Notifications
Circulars
Forms
Manuals
Acts
Rules & Regulations
Case Laws New
Ref Provisions New
Plus +
Source NTF
Summary
Similar
Note
Bookmark
Share
✓ Copied successfully !
Print
Print Options
For full text, please login
Login to TaxTMI
Verification Pending
The Email Id has not been verified. Click on the link we have sent on
Transfer of pending securities enquiries permits continuation before an adjudicating officer after forwarding enquiry records. Regulation 5A permits transfer of pending enquiries that fall within the amended adjudicable scope from an enquiry officer to an adjudicating officer by written order; the enquiry officer must forward records promptly and the adjudicating officer may thereafter deal with the matter in the same manner as adjudication proceedings under the adjudication rules.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Transfer of pending securities enquiries permits continuation before an adjudicating officer after forwarding enquiry records.
Regulation 5A permits transfer of pending enquiries that fall within the amended adjudicable scope from an enquiry officer to an adjudicating officer by written order; the enquiry officer must forward records promptly and the adjudicating officer may thereafter deal with the matter in the same manner as adjudication proceedings under the adjudication rules.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.