Securities And Exchange Board Of India (Procedure For Holding Enquiry By Enquiry Officer And Imposing Penalty) (Amendment) Regulations, 2004. - S.O. No.853(E) - SEBI/LAD/DOP/14982/2004 - SEBI
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Definition of Enquiry Officer clarified to require a Board officer of specified seniority appointed by the Chairman or designated member. Substitution of the definition of Enquiry Officer specifies that an Enquiry Officer must be an Officer of the Board not below the rank of Assistant General Manager or Assistant Legal Advisor, appointed by the Chairman or a Member designated to conduct enquiry, thereby prescribing minimum seniority and appointment authority for officials conducting enquiries and imposing penalties under the Regulations.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Definition of Enquiry Officer clarified to require a Board officer of specified seniority appointed by the Chairman or designated member.
Substitution of the definition of Enquiry Officer specifies that an Enquiry Officer must be an Officer of the Board not below the rank of Assistant General Manager or Assistant Legal Advisor, appointed by the Chairman or a Member designated to conduct enquiry, thereby prescribing minimum seniority and appointment authority for officials conducting enquiries and imposing penalties under the Regulations.
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