Definitions

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....means the Securities and Exchange Board of India constituted under section 3 of the Act; (c) "certificate" means a certificate of registration granted to an intermediary under the relevant Regulations; (d) "enquiry" means an enquiry held under these regulations; ^1[(e) "enquiry officer" means an officer of the Board, not below the rank of Assistant General Manager or Assistant Legal Advis....

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....the Board under section 30 of the Act for regulating the activities of intermediaries; (i) "self-regulating organisation" means an organisation of intermediaries operating in the securities market duly recognised by or registered with the Board and includes a Stock Exchange; (2) Words and expressions used and not defined in these regulations, but defined in the Act or in the rules or regulat....