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        SEBI

        Regulation 14 - Criteria to determine specified intermediaries, specified listed companies and specified investors

        Securities and Exchange Board of India (Central Database Of Market Participants) Regulations, 2003
        Chapter III
        GRANT AND REVOCATION OF UNIQUE IDENTIFICATION NUMBERS

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        Criteria for specified intermediaries and investors based on function, capital, shareholder base and trading activity. Regulation 14 authorises the Board to designate specified intermediaries, specified listed companies and specified investors by considering, for intermediaries, their kind, functions and net worth; for listed companies, paid up capital, number of public shareholders, trading volume and proposed issue size; and for investors, the quantum of investment or trading volume in a financial year.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Criteria for specified intermediaries and investors based on function, capital, shareholder base and trading activity.

                              Regulation 14 authorises the Board to designate specified intermediaries, specified listed companies and specified investors by considering, for intermediaries, their kind, functions and net worth; for listed companies, paid up capital, number of public shareholders, trading volume and proposed issue size; and for investors, the quantum of investment or trading volume in a financial year.


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