Regulation 5 - Specified listed company to obtain unique identification number
Securities and Exchange Board of India (Central Database Of Market Participants) Regulations, 2003 Chapter II REQUIREMENT OF OBTAINING UNIQUE IDENTIFICATION NUMBERS
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Unique Identification Number requirement: companies and specified related persons must obtain UINs before issuing securities proposed to be listed. A specified listed company or a company seeking listing must obtain a Unique Identification Number from the Designated Service Provider before issuing securities proposed to be listed. Related persons required to have UINs include promoters (except government/statutory authorities), directors and officers, designated employees, subsidiaries and holding company groups, associates and their directors, and specified relatives. A company that has applied for a UIN prior to the notified date may issue securities until the application, and any subsequent appeal, is disposed of.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Unique Identification Number requirement: companies and specified related persons must obtain UINs before issuing securities proposed to be listed.
A specified listed company or a company seeking listing must obtain a Unique Identification Number from the Designated Service Provider before issuing securities proposed to be listed. Related persons required to have UINs include promoters (except government/statutory authorities), directors and officers, designated employees, subsidiaries and holding company groups, associates and their directors, and specified relatives. A company that has applied for a UIN prior to the notified date may issue securities until the application, and any subsequent appeal, is disposed of.
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