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        SEBI

        Regulation 19 - Action for acting, dealing etc. without obtaining unique identification number

        Securities and Exchange Board of India (Central Database Of Market Participants) Regulations, 2003
        Chapter V
        ACTION IN CASE OF VIOLATION

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        Unique identification number requirement: non-compliance triggers regulatory actions including delisting, debarment and other measures subject to procedural safeguards. Regulation 19 provides that acting, issuing, buying, selling or dealing in securities without obtaining a unique identification number may attract enforcement under the Board's statutory powers, delisting of securities, debarment from market-related institutions, and other actions as deemed appropriate, provided such actions follow the procedure laid down under relevant rules or regulations.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Unique identification number requirement: non-compliance triggers regulatory actions including delisting, debarment and other measures subject to procedural safeguards.

                              Regulation 19 provides that acting, issuing, buying, selling or dealing in securities without obtaining a unique identification number may attract enforcement under the Board's statutory powers, delisting of securities, debarment from market-related institutions, and other actions as deemed appropriate, provided such actions follow the procedure laid down under relevant rules or regulations.


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