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        SEBI

        Regulation 22 - Action for failure to make application for newly added related persons

        Securities and Exchange Board of India (Central Database Of Market Participants) Regulations, 2003
        Chapter V
        ACTION IN CASE OF VIOLATION

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        Regulatory liability for failing required related-person applications: intermediaries and listed companies face statutory enforcement action. Intermediaries and listed companies must make applications for newly added related persons under regulation 18; failure to comply renders the defaulting intermediary or listed company liable to action under section 15HB of the Act, creating a direct enforcement mechanism for breaches of the central database compliance obligation.
                      Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                        Provisions expressly mentioned in the judgment/order text.

                            Regulatory liability for failing required related-person applications: intermediaries and listed companies face statutory enforcement action.

                            Intermediaries and listed companies must make applications for newly added related persons under regulation 18; failure to comply renders the defaulting intermediary or listed company liable to action under section 15HB of the Act, creating a direct enforcement mechanism for breaches of the central database compliance obligation.


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