Regulation 69 - Restrictions on dealing in the financial products and financial instruments, including those traded in the International Exchanges recognised by the Authority
International Financial Services Centres Authority (Employees' Service) Regulations, 2026 Chapter VI CONDUCT, DISCIPLINE AND APPEALS
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Employee financial dealing restrictions bar use of office for preferential returns and restrict investments linked to sensitive information. Employee dealing restrictions prohibit employees from using their position to obtain returns or profits from an IFSC Unit on terms more favourable than ... Summary
Employee financial dealing restrictions bar use of office for preferential returns and restrict investments linked to sensitive information.
Employee dealing restrictions prohibit employees from using their position to obtain returns or profits from an IFSC Unit on terms more favourable than prevailing market norms. Employees must not obtain financial services concerning a regulated financial product while possessing unpublished price sensitive information. The restrictions also prohibit specified direct or indirect investments in instruments solely listed on recognised IFSC exchanges, subject to exclusions for mutual fund units, non-convertible bonds, non-convertible debentures, and rights issues in shares already held.
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