Index provider conduct: maintain independence, disclose methodology, and report material legal actions promptly to the board. Index Providers must maintain integrity, due diligence and independent judgment in index administration, supported by adequate research and records; disclose methodologies and material conflicts; align administration processes with international standards; prevent misuse of privileged information; empower compliance officers; uphold corporate governance; refrain from market manipulation or dissemination of unpublished price sensitive information; and report material legal actions or regulatory non compliance to the Board within four working days.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Index provider conduct: maintain independence, disclose methodology, and report material legal actions promptly to the board.
Index Providers must maintain integrity, due diligence and independent judgment in index administration, supported by adequate research and records; disclose methodologies and material conflicts; align administration processes with international standards; prevent misuse of privileged information; empower compliance officers; uphold corporate governance; refrain from market manipulation or dissemination of unpublished price sensitive information; and report material legal actions or regulatory non compliance to the Board within four working days.
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