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        SEBI

        Regulation 1 - Short Title and Commencement.

        Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007
        Chapter I
        PRELIMINARY

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        Certification of Associated Persons establishes a mandatory certification framework and compliance obligations effective on Gazette publication. Establishes a regulatory regime titled Certification of Associated Persons requiring persons associated with securities market activities to obtain prescribed certification and comply with related standards of conduct; promulgated under statutory rulemaking powers and taking effect upon publication in the Official Gazette, the regulations set the legal basis, scope, qualification and certification processes, and attendant compliance obligations for specified associated persons in the securities markets.
                      Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                        Provisions expressly mentioned in the judgment/order text.

                            Certification of Associated Persons establishes a mandatory certification framework and compliance obligations effective on Gazette publication.

                            Establishes a regulatory regime titled Certification of Associated Persons requiring persons associated with securities market activities to obtain prescribed certification and comply with related standards of conduct; promulgated under statutory rulemaking powers and taking effect upon publication in the Official Gazette, the regulations set the legal basis, scope, qualification and certification processes, and attendant compliance obligations for specified associated persons in the securities markets.


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