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of <h1>Understanding Key Terms in SEBI Regulations 2007: Agents, Associated Persons, and Certification Explained</h1> The Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007, defines key terms related to securities markets. The 'Act' refers to the Securities and Exchange Board of India Act, 1992. An 'agent' is someone involved in selling or distributing securities for a commission. An 'associated person' includes employees of intermediaries or agents in the securities business. The 'Board' is the Securities and Exchange Board of India. A 'certificate' is granted by the National Institute of Securities Markets (NISM). 'Continuing Professional Education' enhances professional competencies in securities. Other definitions include 'distributor,' 'intermediary,' 'issuer,' 'NISM,' 'principal,' and 'securities.' Unspecified terms adopt meanings from relevant acts and regulations.
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