Foreign Institutional Investor registration: certificate in Form A required before dealing in securities; prior registrants may continue pending decision. Foreign institutional investors may not deal in securities unless they hold a certificate from the Board, and applications for that certificate must be made in Form A. Applications filed before these regulations commenced are deemed applications under the current rules and will be processed accordingly. Persons already registered under prior Government guidelines may continue dealing in securities until the Board grants or refuses a certificate, subject to these regulations.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Foreign Institutional Investor registration: certificate in Form A required before dealing in securities; prior registrants may continue pending decision.
Foreign institutional investors may not deal in securities unless they hold a certificate from the Board, and applications for that certificate must be made in Form A. Applications filed before these regulations commenced are deemed applications under the current rules and will be processed accordingly. Persons already registered under prior Government guidelines may continue dealing in securities until the Board grants or refuses a certificate, subject to these regulations.
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