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        SEBI

        Regulation 4 - Application for grant of certificate

        Securities and Exchange Board of India (Collective Investment Schemes) Regulations, 1999
        Chapter II
        REGISTRATION OF COLLECTIVE INVESTMENT MANAGEMENT COMPANY

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        Registration requirement: persons proposing to operate as Collective Investment Management Company must apply for a certificate under SEBI regulations. Regulation 4 mandates that any person proposing to act as a Collective Investment Management Company after commencement of the SEBI (Collective Investment Schemes) Regulations, 1999 must apply to the Board for registration and the grant of a certificate in Form A.
                      Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                      Provisions expressly mentioned in the judgment/order text.

                          Registration requirement: persons proposing to operate as Collective Investment Management Company must apply for a certificate under SEBI regulations.

                          Regulation 4 mandates that any person proposing to act as a Collective Investment Management Company after commencement of the SEBI (Collective Investment Schemes) Regulations, 1999 must apply to the Board for registration and the grant of a certificate in Form A.


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