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        SEBI

        Regulation 28 - Action against intermediary.

        Securities and Exchange Board of India (Foreign Venture Capital Investors) Regulations 2000
        Chapter VI
        PROCEDURE FOR ACTION IN CASE OF DEFAULT

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        Intermediary registration suspension: failure of due diligence can prompt action, subject to prescribed procedural safeguards. The Board may initiate suspension or cancellation of an intermediary's certificate of registration for failure to exercise due diligence or comply with regulatory obligations, but no suspension or cancellation shall occur unless the procedural requirements applicable to that intermediary under the regulations are complied with.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Intermediary registration suspension: failure of due diligence can prompt action, subject to prescribed procedural safeguards.

                              The Board may initiate suspension or cancellation of an intermediary's certificate of registration for failure to exercise due diligence or comply with regulatory obligations, but no suspension or cancellation shall occur unless the procedural requirements applicable to that intermediary under the regulations are complied with.


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