Schedule I - Application for recognition / renewal of a Self Regulatory Organization under Regulation 3 of Securities and Exchange Board of India (Self Regulatory Organizations) Regulations, 2003.
Securities and Exchange Board of India (Self Regulatory Organisations) Regulations, 2004 Schedules Sch SCHEDULE
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SRO recognition procedures require prescribed application, governance disclosures, fee remittance, and certificate issuance and renewal. Provides the procedural framework for recognition, renewal and withdrawal of a Self Regulatory Organization under the Regulations. Applicants must apply on Form A with governing documents, board resolution, prescribed fees and detailed Annexure information on membership, board governance, committees, office bearers and dispute resolution; undertake compliance with Regulation 4; the Board issues a certificate in Form B1 and renews it by Form B2 subject to prescribed timing; withdrawal follows a show cause notice in Form C.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
SRO recognition procedures require prescribed application, governance disclosures, fee remittance, and certificate issuance and renewal.
Provides the procedural framework for recognition, renewal and withdrawal of a Self Regulatory Organization under the Regulations. Applicants must apply on Form A with governing documents, board resolution, prescribed fees and detailed Annexure information on membership, board governance, committees, office bearers and dispute resolution; undertake compliance with Regulation 4; the Board issues a certificate in Form B1 and renews it by Form B2 subject to prescribed timing; withdrawal follows a show cause notice in Form C.
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