Furnishing of Information: Board may require further disclosures and personal representation for AIF registration and oversight. Regulation 5 empowers the Board to demand further information or clarifications from an applicant concerning the Sponsor, Manager, the nature of the fund, fund management activities, or any matter connected to consideration of an application for a certificate or after registration, and to require the applicant, Sponsor or Manager to make a personal representation before the Board.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Furnishing of Information: Board may require further disclosures and personal representation for AIF registration and oversight.
Regulation 5 empowers the Board to demand further information or clarifications from an applicant concerning the Sponsor, Manager, the nature of the fund, fund management activities, or any matter connected to consideration of an application for a certificate or after registration, and to require the applicant, Sponsor or Manager to make a personal representation before the Board.
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