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        SEBI

        Securities and Exchange Board of India (Investment Advisers) (Second Amendment) Regulations, 2025 - SEBI/LAD-NRO/GN/2025/278 - SEBI

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        Investment adviser rules updated: revised qualifications, mandatory NISM certification renewal, and transition rules for high volume advisers. Amendments expand covered persons to include persons associated with investment advice, revise qualification criteria to require a graduate degree or equivalent plus NISM or NISM accredited certification or recognised NISM postgraduate programs, and mandate timely renewal of relevant NISM certification for individual advisers, principal officers, partners engaged in advice, and persons associated with investment advice to ensure continuity of certification requirements.
                      Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                        Provisions expressly mentioned in the judgment/order text.

                            Investment adviser rules updated: revised qualifications, mandatory NISM certification renewal, and transition rules for high volume advisers.

                            Amendments expand covered persons to include persons associated with investment advice, revise qualification criteria to require a graduate degree or equivalent plus NISM or NISM accredited certification or recognised NISM postgraduate programs, and mandate timely renewal of relevant NISM certification for individual advisers, principal officers, partners engaged in advice, and persons associated with investment advice to ensure continuity of certification requirements.


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