Research analyst regulations updated to expand covered persons, revise qualification routes, and mandate fresh NISM certification and form disclosures. Amendments broaden Regulation 7 to include persons associated with research services, set alternative qualification pathways including graduate degree or CFA plus NISM or NISM accredited certification or a specified NISM postgraduate program, omit sub regulation (2), and require registered individuals, principal officers, employed research analysts, persons associated with research services and relevant partners to obtain a fresh NISM certification before expiry or within three years of registration to ensure continuity of certification compliance. Form A is revised to allow submissions to a Board recognized body, update contact and address disclosures, require details on persons associated with research services, omit certain clauses, and add a Declaration of Necessary Infrastructure.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Research analyst regulations updated to expand covered persons, revise qualification routes, and mandate fresh NISM certification and form disclosures.
Amendments broaden Regulation 7 to include persons associated with research services, set alternative qualification pathways including graduate degree or CFA plus NISM or NISM accredited certification or a specified NISM postgraduate program, omit sub regulation (2), and require registered individuals, principal officers, employed research analysts, persons associated with research services and relevant partners to obtain a fresh NISM certification before expiry or within three years of registration to ensure continuity of certification compliance. Form A is revised to allow submissions to a Board recognized body, update contact and address disclosures, require details on persons associated with research services, omit certain clauses, and add a Declaration of Necessary Infrastructure.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.
TaxTMI 
AI OCR ✕
of 
TaxTMI 
TaxTMI 
