Securities and Exchange Board of India (Research Analysts) (Second Amendment) Regulations, 2025

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....ia (Research Analysts) Regulations, 2014, namely: - 1. These regulations may be called the Securities and Exchange Board of India (Research Analysts) (Second Amendment) Regulations, 2025. 2. They shall come into force on the date of their publication in the Official Gazette. 3. In the Securities and Exchange Board of India (Research Analysts) Regulations, 2014 - I. In Regulation 7, i) in sub-regulation (1), a. after the words "engaged in research services" and before the words "shall have the following", the words "or persons associated with research services" shall be inserted; b. clause (i) and (ii) shall be substituted with following, namely- "(a) A graduate degree or any equivalent e....

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....ised by the Board for the purpose of administration and supervision of research analysts or" shall be inserted; b. the words "at its head office at Mumbai" shall be substituted with the words and symbols ", if no such body or body corporate is recognized". ii) in item 1, a) in clause (a), the words and symbols "fax number(s)," shall be omitted; b) in clause (d), the words and symbols "and e-mail of the contact persons(s)", shall be substituted with the words and symbols "and e-mail of the contact persons(s), compliance officer and principal officer." iii) in item 2, a) in clause (b), the words "address proof" shall be substituted with "details of address"; b) clause (d) shall be....

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....egulations, 2021 vide notification No. SEBI/LADNRO/GN/2021/09. d. 3rd August, 2021 by the Securities and Exchange Board of India (Regulatory Sandbox) (Amendment) Regulations, 2021 vide notification No. SEBI/LADNRO/GN/2021/30. e. 17th January 2023, by the Securities and Exchange Board of India (Change in Control in Intermediaries) (Amendment) Regulations, 2023 vide notification No. SEBI/LAD-NRO/GN/2023/115. f. 7th February, 2023 by the Securities and Exchange Board of India (Payment of Fees and Mode of Payment) (Amendment) Regulations, 2023 vide notification No. SEBI/LAD-NRO/GN/2023/121. g. 3rd July 2023 by the Securities and Exchange Board of India (Alternative Dispute Resolu....