Investor Charter obligations require research analysts to publish disclosures and report monthly complaint data for transparency and redress. SEBI requires research analysts to publish and provide the Investor Charter, disclose material information including conflicts and AI use, maintain client interaction records, protect confidentiality and data privacy, and disclose service timelines. Research analysts must publish monthly complaint data in the Annexure B format by the seventh of the succeeding month, strive to resolve grievances within twenty one days, enable filing via SCORES 2.0 or RAASB with two level review and offer recourse to online dispute resolution, and separately address impersonation complaints per prescribed processes.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Investor Charter obligations require research analysts to publish disclosures and report monthly complaint data for transparency and redress.
SEBI requires research analysts to publish and provide the Investor Charter, disclose material information including conflicts and AI use, maintain client interaction records, protect confidentiality and data privacy, and disclose service timelines. Research analysts must publish monthly complaint data in the Annexure B format by the seventh of the succeeding month, strive to resolve grievances within twenty one days, enable filing via SCORES 2.0 or RAASB with two level review and offer recourse to online dispute resolution, and separately address impersonation complaints per prescribed processes.
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