Investor transparency obligations require research analysts to publish charters and disclose monthly complaints online with direct complaint links. SEBI requires registered Research Analysts to publish an Investor Charter on their websites/mobile apps or email it to clients if no digital presence exists, and to disclose monthly all investor complaints including SCORES complaints in the prescribed format by the seventh day of the succeeding month. RAs must display a direct complaint lodging option and link to the SCORES portal; those without digital platforms must provide monthly complaint status to investors via email.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Investor transparency obligations require research analysts to publish charters and disclose monthly complaints online with direct complaint links.
SEBI requires registered Research Analysts to publish an Investor Charter on their websites/mobile apps or email it to clients if no digital presence exists, and to disclose monthly all investor complaints including SCORES complaints in the prescribed format by the seventh day of the succeeding month. RAs must display a direct complaint lodging option and link to the SCORES portal; those without digital platforms must provide monthly complaint status to investors via email.
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