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Interim confidentiality may pause regulatory measures when information reasonably indicates a possible securities law violation. Regulation 21 authorises the Board to provide interim confidentiality and assurance by refraining from initiating regulatory measures where the Board holds a reasonable belief that information supplied by an applicant pertains to a possible securities law violation that has occurred, is ongoing or is imminent.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Interim confidentiality may pause regulatory measures when information reasonably indicates a possible securities law violation.
Regulation 21 authorises the Board to provide interim confidentiality and assurance by refraining from initiating regulatory measures where the Board holds a reasonable belief that information supplied by an applicant pertains to a possible securities law violation that has occurred, is ongoing or is imminent.
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