Registration fee changes for investment advisers revise application, grant and renewal fees and add recognized body membership disclosure. Amendments require applicants and existing investment advisers to disclose membership of a recognized body or body corporate under regulation 14, with compliance as specified by the Board. The Second Schedule revises the fee regime by entity class, prescribing separate application, registration (certificate grant), and renewal fees for individuals and firms and for body corporates including Limited Liability Partnerships, and clarifies the Schedule text to list the specified amounts at each stage.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Registration fee changes for investment advisers revise application, grant and renewal fees and add recognized body membership disclosure.
Amendments require applicants and existing investment advisers to disclose membership of a recognized body or body corporate under regulation 14, with compliance as specified by the Board. The Second Schedule revises the fee regime by entity class, prescribing separate application, registration (certificate grant), and renewal fees for individuals and firms and for body corporates including Limited Liability Partnerships, and clarifies the Schedule text to list the specified amounts at each stage.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.
TaxTMI 
of 
Join Channel
TaxTMI 
