Registration forms for stock brokers and clearing members specified; exchanges must implement, notify members, and amend rules. Specification of standardised Form A (stock broker application), Form B (clearing member application) and Form C (certificate of registration) under the SEBI (Stock Brokers) Regulations, 2026, detailing required particulars (entity and trade details, net worth, PAN, particulars of proprietors/partners/directors, experience and supporting documents), required undertakings including compliance with the Fit and proper person criteria, declaration exposing registrants to cancellation for false information, procedural requirements on organizational documents, MoUs, fees, and directions to exchanges/clearing corporations to notify members and amend governance rules; effective retrospectively from the Regulations' notification.
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Registration forms for stock brokers and clearing members specified; exchanges must implement, notify members, and amend rules.
Specification of standardised Form A (stock broker application), Form B (clearing member application) and Form C (certificate of registration) under the SEBI (Stock Brokers) Regulations, 2026, detailing required particulars (entity and trade details, net worth, PAN, particulars of proprietors/partners/directors, experience and supporting documents), required undertakings including compliance with the Fit and proper person criteria, declaration exposing registrants to cancellation for false information, procedural requirements on organizational documents, MoUs, fees, and directions to exchanges/clearing corporations to notify members and amend governance rules; effective retrospectively from the Regulations' notification.
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