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Forms for registration of stock brokers and clearing members
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....cognised stock exchange. In view of the same, the application forms and certificate of registration have been specified under Annexure. 3. The provisions of this circular shall come into force, retrospectively, from the date of notification of Securities and Exchange Board of India (Stock brokers) Regulations, 2026 i.e. January 07, 2026. 4. The Stock Exchanges/Clearing Corporations are directed to: 4.1. bring the provisions of this circular to the notice of their members / participants and also disseminate the same on their websites; 4.2. make necessary amendments to the relevant Bye-laws, Rules and Regulations for the implementation of the above decision; 5. This circular is issued in exercise of powers conferred under Secti....
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....plicable Proof of experience Other details: 1. Please furnish a copy of the memorandum and articles of association or the partnership deed, as the case may be. 2. If the applicant intends to clear and settle its trades through a clearing member, the applicant is required to furnish the name and details of the clearing member along with a copy of MoU/ agreement/ contract with them for the same. 3. Whether the application is accompanied by a requisite fee as per Chapter IX of the Stock Brokers Regulations, 2026. Undertaking: 1. Whether the applicant or its directors or partners, declared insolvent or declared defaulter by any exchange? If so, furnish de....
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....9. PAN of the applicant Table 2: Details of proprietor/ partners/ directors Sl. No Names Age PAN Educational Qualifications Experience in derivatives trading or securities market, as applicable Proof of experience Other details: 1. Please furnish a copy of the memorandum and articles of association or the partnership deed, as the case may be. 2. Whether the application is accompanied by a requisite fee as per Chapter IX of the Stock Brokers Regulations, 2026. Undertaking: 1. Whether the applicant or its directors or partners, declared insolvent or declared defaulter by any exchange? If so, furnish detai....