Change in control of portfolio managers requires prior approval via online portal; approval valid six months. A Portfolio Manager must obtain prior approval for any change in control by applying online through the intermediary portal; such approval is valid for six months, within which a fresh registration application resulting from the change must be filed, and existing investors must be informed of the proposed change prior to effecting it.
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Provisions expressly mentioned in the judgment/order text.
Change in control of portfolio managers requires prior approval via online portal; approval valid six months.
A Portfolio Manager must obtain prior approval for any change in control by applying online through the intermediary portal; such approval is valid for six months, within which a fresh registration application resulting from the change must be filed, and existing investors must be informed of the proposed change prior to effecting it.
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