Portfolio manager registration requires complete applications, prescribed fees, an opportunity to cure defects, and continuing certificate validity.

Registration of portfolio managers requires an application in the prescribed form with the non-refundable application fee. The Board may request further information, and an incomplete application may be rejected only after the applicant receives at least thirty calendar days to cure notified objections. An applicant satisfying regulation 4 receives an intimation to pay the prescribed registration fee within thirty calendar days. Following payment, the Board may grant a registration certificate, which remains valid unless suspended or cancelled.

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