Portfolio manager disclosures require reporting of management details, certification-related changes, client names, and net worth particulars. Portfolio managers may be required by the Board to disclose information concerning portfolio management, changes to previously furnished information or ... Summary
Portfolio manager disclosures require reporting of management details, certification-related changes, client names, and net worth particulars.
Portfolio managers may be required by the Board to disclose information concerning portfolio management, changes to previously furnished information or particulars bearing on the certificate granted, names of clients whose portfolios they manage, and particulars relating to the net worth requirement. The obligation applies whenever information is sought, including information bearing on certification and net worth.
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