Investor Charter compliance requires merchant bankers to meet evolving investor protection requirements as part of their regulatory responsibilities. Regulation 28D establishes Investor Charter compliance as a general obligation of merchant bankers. Each merchant banker must ensure adherence to the ... Summary
Investor Charter compliance requires merchant bankers to meet evolving investor protection requirements as part of their regulatory responsibilities.
Regulation 28D establishes Investor Charter compliance as a general obligation of merchant bankers. Each merchant banker must ensure adherence to the Investor Charter as specified by the Board from time to time, making the Charter's evolving requirements part of applicable regulatory responsibilities.
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