Fit and Proper Person criteria extended to regulated intermediaries, aligning eligibility and suitability across SEBI regimes. The schedule inserts provisions into multiple SEBI regulations stating that, as far as may be, the Criteria for Fit and Proper Person Regulations, 2004 shall apply to applicants and the specified class of intermediaries under each regulation, thereby subjecting those applicants and intermediaries to the 2004 fit-and-proper assessment framework.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Fit and Proper Person criteria extended to regulated intermediaries, aligning eligibility and suitability across SEBI regimes.
The schedule inserts provisions into multiple SEBI regulations stating that, as far as may be, the Criteria for Fit and Proper Person Regulations, 2004 shall apply to applicants and the specified class of intermediaries under each regulation, thereby subjecting those applicants and intermediaries to the 2004 fit-and-proper assessment framework.
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