Regulation 12 - Suspension or cancellation of registration
Securities and Exchange Board of India (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003 Chapter III INVESTIGATION
📋
Contents
Cases Cited
Referred In
Notifications
Circulars
Forms
Manuals
Acts
Rules & Regulations
Case Laws New
Ref Provisions New
Plus +
Source NTF
Summary
Similar
Note
Bookmark
Share
✓ Copied successfully !
Print
Print Options
For full text, please login
Login to TaxTMI
Verification Pending
The Email Id has not been verified. Click on the link we have sent on
Intermediary registration suspension or cancellation: Board may warn, suspend or cancel registration subject to procedural compliance. The Board may, for reasons recorded in writing and in the interests of investors and the securities market, issue a warning or censure, suspend registration, or cancel the registration of an intermediary; final suspension or cancellation requires compliance with the procedural safeguards applicable under the Intermediaries Regulations, 2008.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Intermediary registration suspension or cancellation: Board may warn, suspend or cancel registration subject to procedural compliance.
The Board may, for reasons recorded in writing and in the interests of investors and the securities market, issue a warning or censure, suspend registration, or cancel the registration of an intermediary; final suspension or cancellation requires compliance with the procedural safeguards applicable under the Intermediaries Regulations, 2008.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.