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        SEBI

        Regulation 5 - Power of the Board to order investigation

        Securities and Exchange Board of India (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003
        Chapter III
        INVESTIGATION

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        Power to order investigation enables appointing authority to direct probes into market misconduct and report under section 11C. Where the Board or an appointing authority has reasonable grounds to believe that transactions are detrimental to investors or that an intermediary or person associated with the securities market has violated the Act, the Board may, by written order, designate a person as Investigating Authority to investigate the affairs of such intermediary or person and to report to the Board in the manner prescribed by the Act.
                      Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                      Provisions expressly mentioned in the judgment/order text.

                          Power to order investigation enables appointing authority to direct probes into market misconduct and report under section 11C.

                          Where the Board or an appointing authority has reasonable grounds to believe that transactions are detrimental to investors or that an intermediary or person associated with the securities market has violated the Act, the Board may, by written order, designate a person as Investigating Authority to investigate the affairs of such intermediary or person and to report to the Board in the manner prescribed by the Act.


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