Specified proceedings define the scope of enforcement under securities laws, enabling settlement for alleged contraventions. Definitions establish key terms for settlement proceedings: Securities laws encompasses the Act, the Securities Contracts (Regulation) Act, the ... Summary
Specified proceedings define the scope of enforcement under securities laws, enabling settlement for alleged contraventions.
Definitions establish key terms for settlement proceedings: Securities laws encompasses the Act, the Securities Contracts (Regulation) Act, the Depositories Act and other laws administered by the regulator; alleged default means an alleged or probable contravention; specified proceedings identifies proceedings that may be initiated or are pending for violations under enumerated statutory provisions; Panel of Whole Time Members and Tribunal are defined; undefined terms defer to meanings in principal statutes and their re-enactments.
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