Procedure for administrative inquiry establishes adjudicating officer powers to impose penalties under securities law framework. These rules set out the procedural framework authorizing an adjudicating officer to hold inquiries and impose penalties under the securities regulatory statute, deriving power from delegated statutory authority and coming into force upon publication in the Official Gazette.
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Provisions expressly mentioned in the judgment/order text.
Procedure for administrative inquiry establishes adjudicating officer powers to impose penalties under securities law framework.
These rules set out the procedural framework authorizing an adjudicating officer to hold inquiries and impose penalties under the securities regulatory statute, deriving power from delegated statutory authority and coming into force upon publication in the Official Gazette.
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