Securities And Exchange Board of India (Procedure For Holding Enquiry By Enquiry Officer And Imposing Penalty) Regulations, 2002 Chapter II ENQUIRY PROCEEDINGS
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Notice of hearing requires issuance following prescribed procedure, giving intermediary the opportunity to appear on the notified date and place. Regulation 9 requires the enquiry officer to issue a notice of hearing to the intermediary in the prescribed manner, specifying the date and place of the ... Summary
Securities And Exchange Board of India (Procedure For Holding Enquiry By Enquiry Officer And Imposing Penalty) Regulations, 2002
Notice of hearing requires issuance following prescribed procedure, giving intermediary the opportunity to appear on the notified date and place.
Regulation 9 requires the enquiry officer to issue a notice of hearing to the intermediary in the prescribed manner, specifying the date and place of the hearing, and affords the intermediary the opportunity to appear before the enquiry officer for hearing on the notified date and at the notified place.
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