Schedule I - Application for recognition / renewal of a Self Regulatory Organization under Regulation 3 of Securities and Exchange Board of India (Self Regulatory Organizations) Regulations, 2003.
Securities and Exchange Board of India (Self Regulatory Organisations) Regulations, 2004 Schedules Sch SCHEDULE
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SRO recognition procedures require prescribed application, governance disclosures, fee remittance, and certificate issuance and renewal. Provides the procedural framework for recognition, renewal and withdrawal of a Self Regulatory Organization under the Regulations. Applicants must apply ... Summary
SRO recognition procedures require prescribed application, governance disclosures, fee remittance, and certificate issuance and renewal.
Provides the procedural framework for recognition, renewal and withdrawal of a Self Regulatory Organization under the Regulations. Applicants must apply on Form A with governing documents, board resolution, prescribed fees and detailed Annexure information on membership, board governance, committees, office bearers and dispute resolution; undertake compliance with Regulation 4; the Board issues a certificate in Form B1 and renews it by Form B2 subject to prescribed timing; withdrawal follows a show cause notice in Form C.
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