Notification under regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007.

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....terms of sub-regulation (1) of regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 (the Regulations), the Board is empowered to require, by notification, any category of associated persons as defined in the Regulations to obtain requisite certification(s). 2. Accordingly, it is notified that with effect from ....

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....hat all such associated persons as on the date of this notification obtain DOCE within two years from the date of said notification: Provided further that a depository participant, who engages or employs any such associated person after the date of this notification, shall ensure that such person obtains DOCE within one year from the date of his employment: Provided further that an associated pe....