<?xml version="1.0" encoding="UTF-8"?>
<?xml-stylesheet type="text/xsl" href="https://www.taxtmi.com/rss_sitemap/rss_feed_blog.xsl?v=1750492856"?>
<rss version="2.0" xmlns:atom="http://www.w3.org/2005/Atom">
  <channel>
    <title>Notification under regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007.</title>
    <link>https://www.taxtmi.com/notifications?id=128035</link>
    <description>Notification requires associated persons of registered depository participants in client interaction, client securities handling, investor grievance redressal, internal control, operational risk activities, and related record maintenance to obtain the NISM-Series-VI: Depository Operations Certification Examination (DOCE). Persons employed on the notification date must obtain DOCE within two years; those engaged thereafter within one year. Holders of specified NSE, NSDL, or BSE depository certifications are exempt until their certificates&#039; validity expires, and completion of CDSL&#039;s DP Training Programme provides a three year exemption from programme completion.</description>
    <language>en-us</language>
    <pubDate>Tue, 29 Mar 2011 00:00:00 +0530</pubDate>
    <lastBuildDate>Thu, 31 Jan 2019 11:44:00 +0530</lastBuildDate>
    <generator>TaxTMI RSS Generator</generator>
    <atom:link href="https://www.taxtmi.com/rss_feed_blog?id=555804" rel="self" type="application/rss+xml"/>
    <item>
      <title>Notification under regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007.</title>
      <link>https://www.taxtmi.com/notifications?id=128035</link>
      <description>Notification requires associated persons of registered depository participants in client interaction, client securities handling, investor grievance redressal, internal control, operational risk activities, and related record maintenance to obtain the NISM-Series-VI: Depository Operations Certification Examination (DOCE). Persons employed on the notification date must obtain DOCE within two years; those engaged thereafter within one year. Holders of specified NSE, NSDL, or BSE depository certifications are exempt until their certificates&#039; validity expires, and completion of CDSL&#039;s DP Training Programme provides a three year exemption from programme completion.</description>
      <category>Notifications</category>
      <law>SEBI</law>
      <pubDate>Tue, 29 Mar 2011 00:00:00 +0530</pubDate>
      <guid isPermaLink="true">https://www.taxtmi.com/notifications?id=128035</guid>
    </item>
  </channel>
</rss>